FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
FTI CONSULTING INC [ FCN ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 06/03/2015 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) 06/05/2015 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Restricted Stock Units | 06/03/2015 | A | 6,178 | A | $0.00 | 12,007(1) | D | |||
Common Stock | 06/04/2015 | M | 7,926(2) | A | $0.00 | 19,933(2) | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | $0.00 | 06/04/2015 | M | 7,926(2) | (3) | (3) | Common Stock | 7,926 | $0.00 | 0 | D |
Explanation of Responses: |
1. Corrects the aggregate amount of securities beneficially owned by the reporting person. Securities related to the Form 4 filed on June 6, 2014 were inadvertently omitted from column 5 of the reporting person's Form 4 originally filed on June 5, 2015. These securities were also inadvertently omitted from the column 5 ownership amount of the reporting person's subsequent Form 4 filed on June 3, 2016. The 12,007 of securities beneficially owned are comprised of the 6,740 restricted stock units granted on June 5, 2013 that vested and converted to common shares on June 5, 2014, which were reported on the Form 4 filed on June 6, 2014, minus the 911 shares withheld for taxes upon the vesting of restricted stock units, which were reported on the amended Form 4 filed on July 5, 2017, plus the 6,178 restricted stock units granted on June 3, 2015 and reported in Table I of the Form 4 filed on June 5, 2015. |
2. Reports the acquisition of shares as a result of restricted stock units vesting on June 4, 2015 that were inadvertently omitted from the reporting person's Form 4 originally filed on June 5, 2015. These shares were also inadvertently omitted from column 5 of the reporting person's subsequent Form 4 filed on June 3, 2016. |
3. The restricted stock units vested on June 4, 2015 (on the first anniversary of the date of grant of June 4, 2014) and an equal number of shares of common stock of FTI Consulting, Inc. were issued upon vesting of such units. |
Remarks: |
By: Joanne Catanese, Attorney in Fact For: Vernon Ellis | 07/05/2017 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |